Oppenheimer & Co. Faces FINRA Arbitration Case Over Alleged Investment Fraud
On January 31, 2022, an Oppenheimer & Co. customer was awarded $1.4 million in compensatory damages for their losses in the Horizon Private Equity III fund. This case stemmed from the filing of FINRA arbitration case 22-00866, which investigated Oppenheimer & Co.’s sale of the Horizon Private Equity III fund. What is Oppenheimer & Co.? …
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